Entities: United Kingdom

MarketAxess Europe Limited

MarketAxess Europe Limited is authorised and regulated by the UK Financial Conduct Authority (‘FCA’) as an operator of a multilateral trading facility (‘MTF’) (referred to herein as “UK MTF”).

Regulatory Profile
Legal Entity Identifier

MarketAxess Post-Trade Limited

MarketAxess Post-Trade Limited is authorised and regulated as a DRSP by the FCA for the provision of ARM and APA services.

Regulatory Profile
Legal Entity Identifier

MarketAxess Capital Limited

MarketAxess Capital Limited is authorised and regulated by the FCA as an investment firm.

Regulatory Profile
Legal Entity Identifier

Entities: The Netherlands

MarketAxess NL B.V.

MarketAxess NL B.V. is licensed by the Dutch regulator, the Autoriteit Financiële Markten (‘AFM’) as an operator of MTF. (referred to herein as “EU MTF”).

Regulatory Profile
Legal Entity Identifier

MarketAxess Post-Trade B.V.

'MarketAxess Post-Trade B.V. is authorised and regulated by the European Securities and Markets Authority as a data reporting services provider (‘DRSP’) for the provision of ARM and APA services.

Regulatory Profile
Legal Entity Identifier

UK & EU MTF Regulatory Disclosures

• MAEL Order Handling Policy

• MANL Order Handling Policy

• MTF Rulebook UK

• MTF Rulebook EU

• MTF Fee Schedules

• MTF Market Data Fee Disclosure

• MTF Market Data Transparency Disclosure – EU

• MTF Market Data Services Agreement

• MTF MiFID II Quote & Trade Publication

• MTF Bond Removal Request Form

• MTF UK - Post Trade Transparency Deferral Process

• Data Solutions Overview

• MKTX Pre- and Post-Trade Data: Download and Use Instructions

• Instrument Removals, Suspensions & Restorations

EU DRSP Regulatory Disclosures

• EU DRSP Charges Schedule Effective 1 Jul 2025
  Applicable to those Subscribers outside of their Initial Term on or before 1 July 2025 and new Subscribers from 1 July 2025

•  EU DRSP Charges Schedule 2024
  Applicable to those Subscribers within their initial Term as at 1 July 2025 until expiry of their Initial Term

Financial Regulatory Disclosures

• MarketAxess Europe Limited - Pillar 3 Disclosure

• MarketAxess Capital Limited - Pillar 3 Disclosure

• MarketAxess NL B.V. - Pillar 3 Disclosure

Remuneration Disclosures

• MarketAxess NL B.V. Remuneration Disclosure

• UK Remuneration Disclosure

Conflicts of Interest Policy

• Conflicts of Interest Policy